Directory of Companies associated with Regulation and Compliance

Responsible for more than 10 percent of the world’s assets, State Street is focused on helping institutional investors achieve better outcomes. Tapping into the power of their technology, people, insights and experience, State Street is a leading provider of financial services to institutional…

A short introduction to Impax

Founded in 1998, Impax Asset Management has pioneered investment in the transition to a more sustainable global economy and today is one of the largest investment managers dedicated to this area.

We believe capital markets will be shaped profoundly…

SimCorp provides integrated, best-in-class investment management solutions to the world’s leading asset managers, fund managers, asset servicers, pension and insurance funds, wealth managers and sovereign wealth funds.

CFA Institute is a global association of more than 140,000 investment professionals. The vast majority of members work in the financial services industry, with more than half of them being research analysts, portfolio managers, risk managers, or financial advisers.

The organization…

Qontigo is a financial intelligence innovator and a leader in the modernization of investment management, from risk to return. The combination of the group’s world-class indices and best-of-breed analytics, with its technological expertise and customer-driven innovation, enables its clients to…

About FINBOURNE Technology

FINBOURNE Technology was founded in December 2016 with a mission to reduce the cost of investing and increase transparency for everyone. The company has grown from seven founders to over 140 people in less than five years. Our SaaS-native solutions restore…

At Lombard Odier Investment Managers, we are rethinkers with one goal in mind. To provide our clients with outstanding investment solutions that meet their needs for the long term and evolve to thrive in the challenging world in which we all live.

 
We are focused investment…

Wall Street Horizon provides institutional traders and investors with the most accurate and comprehensive forward-looking event data. The company covers 9,000 publicly traded companies worldwide.

Publish What You Pay Norway is the Norwegian chapter of the global Publish What You Pay network which mobilises over 650 civil society organisations in campaigning for transparency and accountability in the payment, receipt and management of revenues from the oil, gas and mining industries.

MyComplianceOffice is a compliance monitoring solution used by hundreds of firms worldwide to reduce the risk of misconduct. It facilitates the surveillance and monitoring of potential conflicts of interest, across legal entities, business lines, and affiliates operating under different…

FactSet (NYSE:FDS | NASDAQ:FDS) delivers superior content, analytics, and flexible technology to help more than 133,000 users see and seize opportunity sooner.

The International Organization of Securities Commissions (IOSCO) is the international policy forum for securities regulators

Cappitech is a leading provider of regulatory reporting, best execution analysis and business intelligence solutions for the financial services industry. In 2021, IHS Markit acquired Cappitech.