Regulation and Compliance

Directory of Companies associated with Regulation and Compliance

CFA Institute elite

  • Prof. body or association
  • USA
  • 201 - 1000 employees

CFA Institute is a global association of more than 140,000 investment professionals. The vast majority of members work in the financial services industry, with more than half of them being research analysts, portfolio managers, risk managers, or financial advisers.

The organization…

State Street Corporation elite

  • Investment banking
  • Boston, USA
  • 1000+ employees

Responsible for more than 10 percent of the world’s assets, State Street is focused on helping institutional investors achieve better outcomes. Tapping into the power of their technology, people, insights and experience, State Street is a leading provider of financial services to institutional…

Qontigo premium

  • Technology provider
  • Eschborn, Germany
  • 201 - 1000 employees

Qontigo is a financial intelligence innovator and a leader in the modernization of investment management, from risk to return. The combination of the group’s world-class indices and best-of-breed analytics, with its technological expertise and customer-driven innovation, enables its clients to…

Risk Reward Limited

  • Other service provider
  • London, UK
  • 11 - 50 employees
Risk Reward Limited, founded in 2002 with offices in London and Miami provides global risk, audit and compliance training and consultancy to the financial services industry

UK Department for International Trade

  • Regulator or govt body
  • London, UK
  • 1000+ employees
The UK Department for International Trade is responsible for providing operational support for exports and facilitating inward and outward investment.

Hanson Wade

  • Media and conferences
  • London, UK
  • 51 - 200 employees