Regulation and Compliance

Directory of Companies associated with Regulation and Compliance

CFA Institute elite

  • Prof. body or association
  • USA
  • 201 - 1000 employees

CFA Institute is a global association of more than 140,000 investment professionals. The vast majority of members work in the financial services industry, with more than half of them being research analysts, portfolio managers, risk managers, or financial advisers.

The organization…

State Street Corporation elite

  • Investment banking
  • Boston, USA
  • 1000+ employees

State Street Corporation (NYSE: STT) is one of the world's leading providers of financial services to institutional investors, including investment servicing, investment management and investment research and trading. With $33.99 trillion in assets under custody and administration and $2.8…

Axioma premium

  • Technology provider
  • USA
  • 51 - 200 employees
Axioma is a leading provider of enterprise risk management, portfolio construction, and risk and regulatory reporting solutions that offer incomparable insights into the constantly evolving state of risk. Financial institutions worldwide rely on Axioma’s sophisticated suite of tools and flexible…

Risk Reward Limited

  • Other service provider
  • London, UK
  • 11 - 50 employees
Risk Reward Limited, founded in 2002 with offices in London and Miami provides global risk, audit and compliance training and consultancy to the financial services industry

UK Department for International Trade

  • Regulator or govt body
  • London, UK
  • 1000+ employees
The UK Department for International Trade is responsible for providing operational support for exports and facilitating inward and outward investment.