Regulation and Compliance

Regulation and Compliance - Conferences

Investment Regulation and Compliance Conferences. In this part of the site, we list investment conferences for compliance professionals, regulators, lawyers and investment professionals seeking to improve their processes for working within regulatory constraints. The CFA Institute run a number of U.S. events on GIPS standards and compliance. FRA run events on compliance within the private fund industry (including hedge fund compliance). PEI focus their compliance event on private equity, and BVCA run a tax, legal and regulatory event in London. FTF run a "SMAC" event focussing on social media and compliance. Other key themes covered by conferences on this page include regulation and risk management, regulation and fund accounting, and topics such as AIFMD, Dodd-Frank, Solvency II and capital requirements, advertising regulations, recordkeeping, financial promotions, best execution, soft commissions and many more.

    Total ALTS (San Francisco, CA) 7 Sep 2017

    • 07 Sep 2017 - 08 Sep 2017 
    • Organiser: IMN Conferences
    • San Francisco, USA

    Organised by the IMN, the Total Alts conference will give a full and rounded picture of the Alternative Investment sphere; the discussion will be relevant for Hedge Fund Managers, Private Equity ...

    InvestOps Europe 2017 (London) 20-21 Sep

    • 20 Sep 2017 - 21 Sep 2017 
    • Organiser: WBR Events
    • London, UK

    The InvestOps Summit 2017 empowers the buy side to optimize their front-to-back investment operations across asset classes. As the only forum for bringing heads of investment operations and COOs ...

    Savvy Investor discount

    PensionsAge Autumn Conference (London) 21 Sep 2017

    • 21 Sep 2017 - 21 Sep 2017 
    • Organiser: Pensions Age
    • London, UK

    PensionsAge are running a day conference, allowing members of the pensions sector, such as fund managers, finance directors, advisers, and trustees a chance to share their insights. With such a ...

    TradeTech Asia 2017 (Singapore) 25-26 Oct

    • 25 Oct 2017 - 26 Oct 2017 
    • Organiser: Impact Forum
    • Singapore, Singapore

    TradeTech Asia, to be held in Singapore in 2017, is the only event bringing trading technology leaders and the top buy-side heads of trading in Asia together to transform equity trading and ...

    FIMA Europe (London) 8-9 Nov 2017

    • 08 Nov 2017 - 09 Nov 2017 
    • Organiser: WBR Events
    • London, UK

    Financial Information Management Europe 2017 provides a key networking and educational venue for strategy improvement relating to aligning business goals, managing costs, and meeting regulatory ...