Regulation and Compliance

Regulation and Compliance - Conferences

Investment Regulation and Compliance Conferences. In this part of the site, we list investment conferences for compliance professionals, regulators, lawyers and investment professionals seeking to improve their processes for working within regulatory constraints. The CFA Institute run a number of U.S. events on GIPS standards and compliance. FRA run events on compliance within the private fund industry (including hedge fund compliance). PEI focus their compliance event on private equity, and BVCA run a tax, legal and regulatory event in London. FTF run a "SMAC" event focussing on social media and compliance. Other key themes covered by conferences on this page include regulation and risk management, regulation and fund accounting, and topics such as AIFMD, Dodd-Frank, Solvency II and capital requirements, advertising regulations, recordkeeping, financial promotions, best execution, soft commissions and many more.

    NPL Europe Spring Conference (London) 8-9 Mar 2018

    • 08 Mar 2018 - 09 Mar 2018 
    • Organiser: SmithNovak
    • London, UK

    The 7th edition of the ‘NPL Europe’ Non-Performing Loans summit in London brings together 400+ delegates and 200+ key companies from more than 35+ countries operating in the booming ...

    TSAM (London) 13-14 Mar 2018

    • 13 Mar 2018 - 14 Mar 2018 
    • Organiser: Osney Media
    • London, UK

    Osney Media is hosting The Summit for Asset Management (TSAM) London. This well-established event connects leading asset management industry players. The spring event is perfect for the exchange ...

    Savvy Investor discount

    SIFMA C&L Annual Seminar 2018 (Orlando, FL) 18-21 Mar

    • 18 Mar 2018 - 21 Mar 2018 
    • Organiser: SIFMA
    • Orlando, USA

    SIFMA’s Compliance and Legal Annual Seminar 2018 is now in its 50th year and is one of the most west established events of its type. The event that entices over 1900 attendees each year takes ...

    InvestOps USA 2018 (Tampa Bay, FL) 26-27 Mar

    • 26 Mar 2018 - 27 Mar 2018 
    • Organiser: WBR Events
    • Tampa, USA

    WBR Events is hosting this year’s InvestOps USA 2018. The event taking place in Tampa Bay, Florida on the 26th and 27th March attracts over 300 attendees ranging from operation leaders to head ...

    Open Bank Summit (London) 25 Apr 2018

    This conference is the leading industry event at the forefront of this digital race to secure information, keep up with competition quickly adopting APIs, and build industry partnerships that ...

    TSAM (Toronto) 26 Apr 2018

    • 26 Apr 2018 - 26 Apr 2018 
    • Organiser: Osney Media
    • Toronto, Canada

    This gathering has been organised by conference company, Osney Media. The event brings together senior & influential fund management industry professionals for the industry’s premier ...