Regulation and Compliance

Regulation and Compliance - Conferences

Investment Regulation and Compliance Conferences. In this part of the site, we list investment conferences for compliance professionals, regulators, lawyers and investment professionals seeking to improve their processes for working within regulatory constraints. The CFA Institute run a number of U.S. events on GIPS standards and compliance. FRA run events on compliance...

within the private fund industry (including hedge fund compliance). PEI focus their compliance event on private equity, and BVCA run a tax, legal and regulatory event in London. FTF run a "SMAC" event focussing on social media and compliance. Other key themes covered by conferences on this page include regulation and risk management, regulation and fund accounting, and topics such as AIFMD, Dodd-Frank, Solvency II and capital requirements, advertising regulations, recordkeeping, financial promotions, best execution, soft commissions and many more.

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  • 04
    Oct 2022
  • 07
    Oct 2022

Virtual Event 4-7 Oct 2022: OpRisk Global Fall

  • Risk.net
  • Virtual Event, Online

OpRisk Global Fall gives you the practical, forward-looking insights and innovative solutions you need to remain compliant and ensure business continuity in the era of digital transformation…

  • 14
    Oct 2022
8th International Compliance Forum (Nicosia) 14 Oct 2022

8th International Compliance Forum (Nicosia) 14 Oct 2022

  • IMH
  • Nicosia, Cyprus

IMH is organising the International Compliance Forum to discuss the latest challenges facing the global compliance and ethics community. The Forum is intended as a platform to help facilitate…

  • 17
    Oct 2022
  • 19
    Oct 2022

SuperReturn CFO/COO (Amsterdam) 17-19 Oct 2022

SuperReturn CFO/COO is the perfect place to connect with senior private equity finance, operations, compliance and risk professionals.

Through data-rich presentations, lively panel…

  • 17
    Oct 2022
  • 19
    Oct 2022
GAIM Ops West (Dana Point, CA) 17-19 Oct 2022

GAIM Ops West (Dana Point, CA) 17-19 Oct 2022

October 17 – 19 2022  | Monarch Beach Resort, Dana Point, CA
CONNECTING LEADERS IN ALTERNATIVE INVESTMENT OPERATIONS, COMPLIANCE AND DUE DILIGENCE

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GAIM Ops…

Savvy Investor discount
  • 07
    Nov 2022
  • 10
    Nov 2022
RiskMinds International (Barcelona) 7-10 Nov 2022

RiskMinds International (Barcelona) 7-10 Nov 2022

7 – 10 November 2022 | W Hotel Barcelona

Harness the collective intelligence of the world's best risk managers as leading experts line up to join RiskMinds International this…

Savvy Investor discount