Regulation and Compliance

Regulation and Compliance - Conferences

Investment Regulation and Compliance Conferences. In this part of the site, we list investment conferences for compliance professionals, regulators, lawyers and investment professionals seeking to improve their processes for working within regulatory constraints. The CFA Institute run a number of U.S. events on GIPS standards and compliance. FRA run events on compliance...

within the private fund industry (including hedge fund compliance). PEI focus their compliance event on private equity, and BVCA run a tax, legal and regulatory event in London. FTF run a "SMAC" event focussing on social media and compliance. Other key themes covered by conferences on this page include regulation and risk management, regulation and fund accounting, and topics such as AIFMD, Dodd-Frank, Solvency II and capital requirements, advertising regulations, recordkeeping, financial promotions, best execution, soft commissions and many more.

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  • 09
    Sep 2025
  • 10
    Sep 2025

Australian Financial Crime Summit

Welcome to the Australian Financial Crime Summit. The premier conference that unites Australia's regulatory authorities and industry trailblazers, dedicated to safeguarding and fortifying…

  • 07
    Oct 2025

Policy Outlook 2025

This half-day event, tailored to senior decision-makers, offers timely insight into policy developments and strategic priorities impacting the industry with access to top policymakers,…
  • 23
    Oct 2025

North America Banking & Finance Conference

Join industry leaders and Moody's Ratings analysts for in-depth discussions on bank credit, the economy, and the rising role of non-bank financial institutions. Participate in interactive…
  • 11
    Nov 2025
  • 12
    Nov 2025

29th Annual GIPS® Standards Conference

Connect with peers and gain valuable insights as leading industry and regulatory experts explore the latest trends in investment performance. Don’t miss this premier event for networking and…