Regulation and Compliance

Regulation and Compliance - Conferences

Investment Regulation and Compliance Conferences. In this part of the site, we list investment conferences for compliance professionals, regulators, lawyers and investment professionals seeking to improve their processes for working within regulatory constraints. The CFA Institute run a number of U.S. events on GIPS standards and compliance. FRA run events on compliance within the private fund industry (including hedge fund compliance). PEI focus their compliance event on private equity, and BVCA run a tax, legal and regulatory event in London. FTF run a "SMAC" event focussing on social media and compliance. Other key themes covered by conferences on this page include regulation and risk management, regulation and fund accounting, and topics such as AIFMD, Dodd-Frank, Solvency II and capital requirements, advertising regulations, recordkeeping, financial promotions, best execution, soft commissions and many more.

    SIMApro (Madrid) 30 May-1 Jun 2018

    • 30 May 2018 - 01 Jun 2018 
    • Organiser: SIMA
    • Madrid, Spain

    SIMA is hosting SIMApro this year in Madrid. The event is a real estate focused event and will take place on 30th May to 1st June 2018 at the North Convention Centre, Fair of Madrid. This is the ...

    Real Estate Conference (Madrid) 30 May 2018

    • 30 May 2018 - 30 May 2018 
    • Organiser: SIMA
    • Madrid, Spain

    On the 30th May 2018, Madrid will play host to this year’s Real Estate Conference. SIMA is hosting the event focusing on the development and forecast of the real estate industry in Spain. The ...

    TSAM (New York City) 13 Jun 2018

    • 13 Jun 2018 - 13 Jun 2018 
    • Organiser: Osney Media
    • New York City, USA

    TSAM New York helps asset managers reach the summit. Join The Summit for Asset Management in 2017, where senior decision-makers come together as the world's most innovative and forward-thinking ...

    Capital Markets Innovation Summit 2018 (London) 26-27 Sep

    • 26 Sep 2018 - 27 Sep 2018 
    • Organiser: WBR Events
    • London, UK

    The Capital Markets Innovation Summit is the only event for Chief Operating Officers, Chief Information Officers and VPs of Innovation from leading investment banks.

    As the capital markets ...

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