Investment Regulation and Compliance Conferences. In this part of the site, we list investment conferences for compliance professionals, regulators, lawyers and investment professionals seeking to improve their processes for working within regulatory constraints. The CFA Institute run a number of U.S. events on GIPS standards and compliance. FRA run events on compliance...
within the private fund industry (including hedge fund compliance). PEI focus their compliance event on private equity, and BVCA run a tax, legal and regulatory event in London. FTF run a "SMAC" event focussing on social media and compliance. Other key themes covered by conferences on this page include regulation and risk management, regulation and fund accounting, and topics such as AIFMD, Dodd-Frank, Solvency II and capital requirements, advertising regulations, recordkeeping, financial promotions, best execution, soft commissions and many more.
As the private credit space continues to innovate via more diverse strategies and structures, this Chatham House gathering – designed for operations, finance, legal, product and back-office…
Our expert trainers take trustees with less than 12 months’ experience, including no experience at all, through how pension schemes work, what is expected of them and how to apply good scheme…
PRI in Person is the world’s leading responsible investment conference, providing a unique platform for PRI signatories and other responsible investment leaders and professionals to learn,…
As every year during PRI in Person, the PRI is hosting the annual Sustainable Finance Policy Conference. This unique event convenes policy makers, regulators, regulatory affairs professionals…
Barnett Waddingham's PMI accredited training programme guides trustees through the fundamental issues highlighted in The Pensions Regulator’s ‘Scope Guidance’.
Empower yourself with the latest insights at the PLSA Annual Conference, the definitive gathering for the pensions community. Connect, learn, and shape the future of pensions through expert-…
MFA Data & Technology: The Future of Data Science & AI will focus on the rapidly evolving landscape of data management, operations, security, and technology.
Impact Summit America is a highly curated institutional investor conference that annually brings together thought leaders and practitioners in the impact investing space. The conference aims…
With support and guidance from independent experts, trustees with some experience will take part in boardroom simulations to learn how to approach the issues you will face in your role.
The Responsible Investor USA conference is back for its 15th year to provide sustainable finance professionals with an unrivalled platform to learn from the leaders in the industry and come…
This one-of-a-kind, comprehensive program will provide everything you need to know to not only safeguard your fund from costly hurdles but thrive in a new era. Join us for the industry’s most…
This premium performance measurement and client reporting event will dive into a comprehensive set of issues, concerns, and trends to help you find clarity and insights you can apply to…