In a 26 June 2019 letter to Jay Clayton, Chair of the US Securities and Exchange Commission (Commission or SEC), CFA Institute, together with the Healthy Markets Association (Healthy Markets) and…
Regulation and Compliance
A monthly bulletin of regulation, accounting and audit practices from PricewaterhouseCoopers.
How are brokers creating value for investors? This HBS paper looks at the current state of intermediation, bundled services, and MIFID II regulations.